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FOR FINANCIAL PROFESSIONAL USE ONLY. NOT FOR THE GENERAL PUBLIC.

All products mentioned may not be available at your firm. Please contact your AAM Representative for more information.

The opinions and views of these podcasts are that of our partner firms and are not necessarily those of Advisors Asset Management. These opinions are not intended to be a forecast of future events, a guarantee of future results, or investment advice.

Due to rapidly changing market conditions and the complexity of investment decisions, supplemental information and other sources may be required to make informed investment decisions based on your clients’ investment objectives and best interests. All expressions of opinions are subject to change without notice. AAM may make a market in or have other financial interests in any security or sector discussed in these podcasts.

All investing involves risk; loss of principal is possible. Past performance does not guarantee future results. Diversification cannot assure against market loss. It is not possible to invest directly in an index.

Unit Investment Trusts:

Unit Investment Trusts (UITs) are sold only by prospectus. Contact AAM to request a prospectus or visit www.aamlive.com/uit for more information.

Risks and Considerations: Unit values will fluctuate with the portfolio of underlying securities and may be worth more or less than the original purchase price at the time redemption. There is no guarantee that the objective of the portfolios will be achieved. Additionally, the trusts may terminate earlier than the specific termination date as stated in the prospectus. Consult a tax professional for possible tax consequences associated with these investments.

Separately Managed Accounts:

Each account will be managed on an individual basis and will have variations. Investment returns and principal value will fluctuate and there can be no assurance that the strategies’ objectives will be achieved. AAM acts as a third-party marketing agent to the Sawgrass Diversified Large Growth Strategy and Todd International Intrinsic Value Strategy and is not the investment advisor to any of these strategies. Refer to each advisor’s ADV and applicable strategy fact cards for full details regarding strategies, objectives, fees, risks and additional details about the advisors and strategies.

View the Brentview Dividend Growth Strategy fact card for standardized performance. View the Sawgrass Diversified Large Growth Strategy fact card for standardized performance. View the Todd International Intrinsic Value Strategy fact card for standardized performance. View the Washington Crossing Rising Dividend Strategy fact card for standardized performance. 

Mutual Funds:

The performance data quoted represents past performance and is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance information quoted. To obtain performance information current to the most recent month-end, please call 1-888-966-9661.

Past performance does not guarantee future results. There can be no guarantee that any strategy (risk management or otherwise) will be successful. All investing involves risk, including potential loss of principal.

Bond ratings are grades given to bonds that indicate their credit quality as determined by a private independent rating services which evaluates a bond issuer’s financial strength, or its ability to pay a bond’s principal and interest in a timely fashion. Ratings are expressed as letters: AAA, AA, A, and BBB are investment grade ratings; BB, B, CCC/CC/C and D are below-investment grade ratings. US Government or agency securities are generally considered to be of the highest quality. In limited situations when the rating agency has not issued a formal rating, the rating agency will classify the security as nonrated.

View the prospectus: AAM/HIMCO Short Duration Fund; AAM/Insight Select Income Fund

View the fact card for 10 largest holdings and standardized performance: AAM/HIMCO Short Duration Fund; AAM/Insight Select Income Fund

HIMCO serves as sub-advisor to the AAM/HIMCO Short Duration Fund. The AAM/Insight Select Income Fund’s investment sub-advisor is Insight North America LLC (INA). INA is part of ‘Insight’ or ‘Insight Investment’, the corporate brand for certain asset management companies operated by Insight Investment Management Limited including, among others, Insight Investment Management (Global) Limited and Insight Investment International Limited. Neither of these firms are affiliated with AAM or IMST Distributors or any of their affiliates. These funds are distributed by IMST Distributors, LLC.

The Shenkman Capital Short Duration High Income Fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The Fund’s statutory and summary prospectuses contain this and other important information about each Fund and may be obtained by calling 1-855-SHENKMAN (1-855-743-6562). Read carefully before investing.

View the Shenkman Capital Short Duration High Income Fund fact card for 10 largest holdings and standardized performance.

The Shenkman Capital Short Duration High Income Fund is distributed by Quasar Distributors, LLC, which is not affiliated with Shenkman Capital Management, Inc. AAM acts as the third-party marketing agent for the Shenkman Funds.

Exchange-Traded Funds:

View the prospectus:  PFLD, SPDV, DMDV, EEMD, TRFM.

Shares of any ETF are bought and sold at market price (not NAV) and may trade at a discount or premium to NAV. Shares are not individually redeemable from the Fund and may be only be acquired or redeemed from the fund in creation units. Brokerage commissions will reduce returns. Companies with high yield or payout ratio may underperform other securities in certain market conditions and reduce or discontinue paying dividends entirely while included in the index. Investments in foreign securities involve political, economic and currency risks, greater volatility and differences in accounting methods. These risks are greater for emerging markets investments. Investments in mid-cap companies may involve less liquidity and greater volatility than larger companies. The Fund’s return may not match or achieve a high degree of correlation with the return of the underlying Index. To the extent the Fund utilizes a sampling approach, it may experience tracking error to a greater extent than if the Fund had sought to replicate the Index.

AAM ETFs are distributed by Quasar Distributors, LLC. Quasar and AAM are not affiliated.

©2024 Advisors Asset Management Inc. (AAM) is an SEC-registered investment advisor and member FINRA/SIPC. Registration does not imply a certain level of skill or training.

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