Our mission is to empower financial professionals to succeed.

Our Mission

AAM empowers financial professionals to succeed:


  1. We create lasting partnerships built on a foundation of trust.
  2. We utilize our skills, technology, and market insight to provide sound financial guidance.
  3. We collaborate with financial professionals to provide thoughtful, focused investment solutions for their clients.
  4. We have an unwavering commitment to excellence in everything we do.

We're fully engaged in our clients' success.

What we offer

Our long-term relationships with advisors give us a first-hand understanding of their world — helping us create innovative investments and services that are relevant and have the potential to meet today’s challenges.

Expanding on our long heritage in fixed income, AAM’s services and investments now cover a range of asset classes by building specialized proprietary capabilities or developing advisory relationships with select third-party institutional managers. AAM provides:

  1. Investment solutions — Unit Investment Trusts (UITs), Mutual Funds, Managed Accounts, Exchange-Traded Funds, Fixed Income, and Structured Products
  2. Sales and distribution services for investment managers seeking opportunities
  3. Bond Services
  4. Portfolio Support
  5. Technological services

Read our whitepaper Powering Advisory Growth for Over 40 Years

Company Profile

Established in 1979, AAM has become a highly respected financial force providing complete portfolio solutions tailored to the individual needs of financial professionals. Our results-oriented advisor-centric service model and industry experience differentiates us from the competition by adding real value to your financial services business.

For over 40 years, AAM has been a trusted resource for financial professionals and broker/dealers. We offer access to unit investment trusts (UITs), open- and closed-end mutual funds, separately managed accounts (SMAs), structured products and the fixed income markets, as well as portfolio analytics and now exchange-traded funds (ETFs). Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.

As of March 31, 2023, the brokerage and advised business at AAM represents approximately $40.8 billion in assets. (Assets under supervision represent $5.4 billion in UIT assets. The firm has $31.6 billion in assets under administration that represents the non-proprietary assets for which AAM provides various levels of service, but not management. The firm's $3.8 billion in assets under management represents AAM's proprietary separately managed account, mutual fund and ETF assets.)

Contact Us

It's the people that make Advisors Asset Management a great company. Our positive corporate culture is rooted in solid ethics and values which enables our people to grow lasting meaningful careers.

Sales & Distribution Services

AAM partners with a select number of high-quality investment managers who want to leverage our distribution capabilities.