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EXCHANGE-TRADED FUNDS

Intelligent Investments, Independent Ideas

Equity
Domestic
TickerFundInception 30 Day SEC Yield*
As Of 9/29/2023 		NAVFact CardProspectus
SMIGAAM Bahl & Gaynor Small/Mid Cap Income Growth ETF08/25/2021 2.32% $22.78
SPDVAAM S&P 500 High Dividend Value ETF11/28/2017 4.36% $27.30
Developed Markets
TickerFundInception 30 Day SEC Yield*
As Of 9/29/2023 		NAVFact CardProspectus
DMDVAAM S&P Developed Markets High Dividend Value ETF11/27/2018 5.97% $21.09
Emerging Markets
TickerFundInception 30 Day SEC Yield*
As Of 9/29/2023 		NAVFact CardProspectus
EEMDAAM S&P Emerging Markets High Dividend Value ETF11/28/2017 9.40% $18.23
Global
TickerFundInception 30 Day SEC Yield*
As Of 9/29/2023 		NAVFact CardProspectus
TRFMAAM Transformers ETF07/11/2022 -0.16% $26.96
Preferred & Hybrid Securities
Domestic
TickerFundInception 30 Day SEC Yield*
As Of 9/29/2023 		NAVFact CardProspectus
PFLDAAM Low Duration Preferred & Income Securities ETF11/19/2019 6.75% $20.83
NYSE Group, Inc., Listing Exchange

NYSE Group is a subsidiary of Intercontinental Exchange (NYSE: ICE), a leading operator of global exchanges and clearing houses, and a provider of data and listings services. NYSE Group includes exchanges, market data and connectivity services. The equity exchanges — the New York Stock Exchange, NYSE American and NYSE Arca — trade more U.S. equity volume than any other exchange group. NYSE is the premier global venue for capital raising, leading worldwide in initial public offerings (IPOs), including technology IPOs. NYSE Arca Options and NYSE Amex Options are leading equity options exchanges. For more information, visit www.nyse.com.

S&P Dow Jones Indices, Index Provider

S&P Dow Jones Indices (SP DJI) is the largest global resource for essential index-based concepts, data and research, and home to iconic financial market indicators, such as the S&P 500® and the Dow Jones Industrial Average®. More assets are invested in products based on S&P Dow Jones’ indices than products based on indices from any other provider in the world. Since Charles Dow invented the first index in 1884, S&P DJI has become home to over 1,000,000 indices across the spectrum of asset classes that have helped define the way investors measure and trade the markets.

S&P Dow Jones Indices is a division of S&P Global (NYSE: SPGI), which provides essential intelligence for individuals, companies, and governments to make decisions with confidence. For more information, visit www.spdji.com.

ICE Data Indices, LLC, Index Provider and IOPV Calculation Agent

ICE Data Services' multi-asset class index solution supports all aspects of the benchmarking and performance measurement process. With benchmark and bespoke indices on a common platform you can efficiently manage assets and workflow. ICE Data Indices combines leading reference data, evaluated pricing and analytics along with an established track record in index provisioning spanning 50 years to deliver unique, best-in-class index solutions. In addition to index provisioning, our global team calculates indicative optimized portfolio value (IOPV) across multiple asset classes including funds that include fixed income and hard-to-price assets. Calculations use real-time market data across a broad range of asset classes around the globe, and are generated up to every 1 second for 23.5 hours a day, 6 days a week. For more information, please visit www.theice.com.

Pence Capital Management (PCM),
Index Provider

Pence Capital Management is the index provider for the AAM Transformers ETF (TRFM). The company adheres to its founding principles which bring together the study of human behavior and economic analysis. The investment team is comprised of professionals with diverse perspectives and credentials as economists, experts in behavioral finance, psychology specialists and former military leaders. The company was founded by E. Dryden Pence III, a Harvard-educated economist with thirty years of experience in the financial industry, and a retired Army Colonel specializing in Intelligence, Special Operations and Psychological Warfare. For more information, visit www.pencecapital.com.

Bahl & Gaynor Investment Counsel,
Sub-Advisor

Founded in 1990, Bahl & Gaynor is a Cincinnati-based, employee-owned firm. They purchase "high quality" companies at sensible valuations, seeking consistent performance while at the same time attempting to provide downside protection. Investment decisions are made by a team of 17 senior investment professionals who function as peers with each having an equal vote on portfolio security purchases and sales. All serve as portfolio managers, research analysts, and client service contacts.

Vident Asset Management, Sub-Advisor

Vident Asset Management is a specialized exposure and solutions provider to sponsors of index and active investment strategies. The firm brings their expert thinking, technical and operational capability, and seamless execution to a diverse set of partners, so they can provide their clients with specialized exposure solutions. The Vident team’s collective industry experience includes decades in portfolio management and trading, as well as product development, marketing, and distribution. The firm’s success and that of its clients is a result of inspired collaboration and innovation. Through the blending of diverse and deep experience, Vident helps clients tackle their most important challenges, assess new opportunities, and deliver solutions.





The funds’ investment objectives, risks, charges and expenses must be considered carefully before investing. Each fund’s statutory and summary prospectus contains this and other important information about the investment company, and may be obtained by calling 800.617.0004 or visiting www.aamlive.com . Read it carefully before investing.

Investing involves risk, including the possible loss of principal. Shares of any ETF are bought and sold at market price (not NAV) and may trade at a discount or premium to NAV. Shares are not individually redeemable from the Fund and may be only be acquired or redeemed from the fund in creation units. Brokerage commissions will reduce returns. Companies with high yield or payout ratio may underperform other securities in certain market conditions and reduce or discontinue paying dividends entirely while included in the index. The Fund’s return may not match or achieve a high degree of correlation with the return of the underlying Index. To the extent the Fund utilizes a sampling approach, it may experience tracking error to a greater extent than if the Fund had sought to replicate the Index.

S&P 500 Index is an unmanaged market capitalization-weighted index used to measure 500 companies chosen for market size, liquidity and industry grouping, among other factors. Dow Jones Industrials Average is a price-weighted average of 30 actively traded bluechip stocks. DJIA covers all industries with the exception of transportation and utilities. It is not possible to invest directly in an index.

ICE Data Indices, LLC, is used with permission. ICE® is a registered trademark of ICE Data Indices, LLC or its affiliates and has been licensed, along with the ICE Exchange Listed Preferred & Hybrid Securities Index (“Index”) for use by Advisors Asset Management (AAM) in connection with the AAM Low Duration Preferred & Income Securities ETF (the “Product”). Neither AAM, ETF Series Solutions (the “Trust”) nor the Product, as applicable, is sponsored, endorsed, sold or promoted by ICE Data Indices, LLC, its affiliates or its third-party suppliers (“ICE Data and its Suppliers”). ICE Data and its Suppliers make no representations or warranties regarding the advisability of investing in securities generally, in the Product particularly, the Trust or the ability of the Index to track general market performance. Past performance of an Index is not an indicator of or a guarantee of future results.

ICE DATA AND ITS SUPPLIERS DISCLAIM ANY AND ALL WARRANTIES AND REPRESENTATIONS, EXPRESS AND/OR IMPLIED, INCLUDING ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE, INCLUDING THE INDICES, INDEX DATA AND ANY INFORMATION INCLUDED IN, RELATED TO, OR DERIVED THEREFROM (“INDEX DATA”). ICE DATA AND ITS SUPPLIERS SHALL NOT BE SUBJECT TO ANY DAMAGES OR LIABILITY WITH RESPECT TO THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE INDICES AND THE INDEX DATA, WHICH ARE PROVIDED ON AN “AS IS” BASIS AND YOUR USE IS AT YOUR OWN RISK.

Links to third-party websites are included as a convenience to the user. AAM assumes no responsibility for the content of any linked site. The fact that such links exist does not indicate approval or endorsement of any material contained on any linked site.

©2023 Advisors Asset Management. Advisors Asset Management, Inc. (AAM) is an SEC-registered investment advisor and member FINRA/SIPC. AAM ETFs are distributed by Quasar Distributors, LLC. Quasar and AAM are not affiliated. 18925 Base Camp Road • Monument, CO 80132 • www.aamlive.com

Mutual funds, stocks, ETFs and other asset classes have different risk-return profiles, which should be considered when investing. All investments contain risk and may lose value. These is no guarantee that distributions will be made.

SPDV expense ratio is 0.29%. DMDV expense ratio is 0.39%. EEMD expense ratio is 0.50%.

Nothing contained on this communication constitutes tax, legal, or investment advice. Investors must consult their tax advisor or legal counsel for advice and information concerning their particular situation.

1 Source: S&P.

2 A Ang, J Chen, and Y Xing. “Downside Risk.” 2005

3 K Fuller and M Goldstein. “Do Dividends Matter More in Declining Markets?” 2005.

Mutual funds, stocks, ETFs and other asset classes have different risk-return profiles, which should be considered when investing. All investments contain risk and may lose value. These is no guarantee that distributions will be made.

SPDV expense ratio is 0.29%. DMDV expense ratio is 0.39%. EEMD expense ratio is 0.50%. Nothing contained on this communication constitutes tax, legal, or investment advice. Investors must consult their tax advisor or legal counsel for advice and information concerning their particular situation.

 

CRN: 2023-0906-11089 R

Copyright © 2018. Advisors Asset Management, Inc. (AAM). All rights reserved.
AAM is a SEC registered investment advisor and member FINRA / SIPC . Registrant MSRB.

Each of the fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The statutory and summary prospectus for each fund contains this and other important information about the investment company, and it may be obtained by calling 800.617.0004 or visiting www.aamlive.com. Read it carefully before investing.

Investing involves risk, including the possible loss of principal.

All products shown above may not be available within your firm. Please consult your AAM Representative for more information.

Advisors Asset Management, Inc. (AAM) is an SEC-registered investment advisor and member FINRA/SIPC. AAM ETFs are distributed by Quasar Distributors, LLC. Quasar and AAM are not affiliated.