Press Releases

Advisors Asset Management Surpasses $1 Billion
in Pence Capital Management UIT Assets

MONUMENT, COLO. — July 23, 2020 — Advisors Asset Management (AAM), a leading investment solutions provider, announced today that it exceeded $1 billion in assets in unit investment trusts (UITs) where Pence Capital Management (PCM) serves as the Portfolio Consultant.  

PCM is a California-based investment manager, where their investments are guided by their principles and driven by their process. In a fast-paced and ever-changing world, they seek out opportunities within predictable patterns in an attempt to optimize returns.

“Our partnership with PCM allows investors to gain access to an experienced economist and portfolio manager, bringing competitive investment solutions to clients,” said Richard Stewart, CFA, Executive Vice President of UITs at AAM. “Our commitment to partnering with high quality managers continues with PCM as we look forward to our successful relationship.”

PCM has a long-term record of utilizing its portfolio process to target “Best of Class” companies that fit well in client’s portfolios, particularly in today’s market volatility. Pence Capital Management is the portfolio consultant to:

• Recovery Strategy Portfolio UIT
• Ubiquitous Strategy Portfolio UIT
• Transformers Strategy Portfolio UIT
• Building America Strategy Portfolio UIT
• Human Behavior Strategy Portfolio UIT

“The Pence Capital Management investment philosophy is built on a keen analysis of human behavior and how it translates to economic activity,” said Dryden Pence, President & CIO of Pence Capital Management. “This gratifying milestone reflects the success and discipline of finding the key points of what drive economies, earnings and most importantly portfolios.”

About Advisors Asset Management

For over 40 years, AAM has been a trusted resource for financial advisors and broker/dealers. It offers access to UITs (unit investment trusts), open- and closed-end mutual funds, separately managed accounts (SMAs), structured products, the fixed income markets, portfolio analytics and exchange-traded funds (ETFs). For more information, visit www.aamlive.com. 

Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses carefully before investing. Contact your financial professional or call Advisors Asset Management at 866-606-7220 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest or send money.

Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC. | 18925 Base Camp Road | Monument, CO 80132 | www.aamlive.com

CRN: 2020-0720-8431 R