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STRUCTURED PRODUCTS

Expert advice, ongoing trade support, and transparent pricing

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AAM’s Structured Products platform delivers expert advice, ongoing support, and diversified product access.

AAM is a leading Structured Product resource for top independent broker/dealers (IBDs) and RIAs across the nation. With a proven track record of delivering innovative and timely Structured Notes and Market-Linked CDs to the market, AAM maintains a flexible and scalable platform which provides broad access to offerings from a wide selection of leading issuers.

Learn more about how AAM supports RIAs


Why AAM?

AAM helps advisors differentiate their business and grow assets under management using investments designed to capitalize on a specific market view or targeted outcome.

Broad & Diverse Access

 

  1. Long-standing relationships with multiple domestic and foreign issuers affords AAM the ability to provide a robust monthly calendar as well as the ability to price custom deals.

    View AAM’s Top-Tier Institutional Firms

Secondary Trading & Liquidity

 

  1. AAM’s seasoned Trading Desk provides advisors access to the structured products market with the ability to bid and offer positions in the secondary market. We offer extensive trading support, product insights, and market analysis.

Customized Sales & Portfolio Support

 

  1. Experienced professionals provide advisors with ongoing sales and trade support throughout the lifecycle of the structured investment, pre- and post-trade. AAM can also review your structured product holdings and, utilizing third-party sources, provide a detailed credit profile with potential concentration breakdown.

Reverse Inquiry Competencies

 

  1. AAM’s seasoned Trading Desk provides advisors access to the structured products market with the ability to bid and offer positions in the secondary market. We offer extensive trading support, product insights, and market analysis.

Marketing & Education Resources

 

  1. AAM maintains an extensive library of retail-friendly literature designed to help advisors educate investors and properly position structured products in portfolios. Additionally, we have online video education modules to help educate advisors and test their knowledge. CE credits available upon request.

    View the Structured Product Resource Center

How to purchase?

At the beginning of each month, the Structured Product calendar is posted on the AAM website. Advisors can submit indications of interest (IOIs) during the monthly order period, which are placed at the end of the order period. At issuance, investors will typically receive an allocation amount equal to their IOI.

It is important to note that submitting an indication of interest (IOI) does not guarantee the investor will receive an allocation. If the offering is undersubscribed, meaning too few IOIs are received, the offering may be pulled. Additionally, if market conditions are too volatile, the offering may close earlier than expected by the issuer. In either scenario, AAM will seek to proactively communicate to the advisor if an offering is closing early or will not print. We recommend placing IOIs as soon as received.


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CRN: 2023-0818-11069 R Link 6874

Structured products are complex and are not suitable for all investors.

Copyright © 2018. Advisors Asset Management, Inc. (AAM). All rights reserved.
AAM is a SEC registered investment advisor and member FINRA / SIPC . Registrant MSRB. Registration does not imply a certain level of skill or training.

Structured Products are sold only by prospectus. Investors should read the prospectus and pricing supplement carefully before investing which contains a detailed explanation of the risks, tax treatment, and other relevant information about the investment. Investors should consult their accounting, legal, or tax advisor.