Payment for Order Flow

In accordance with SEC Rule 607 and in a manner consistent with Advisors Asset Management's obligation to provide best execution for all customer orders, we may direct orders to an exchange or market maker that matches or improves the then current best bid or offer for a particular security. Advisors Asset Management does not receive any remuneration for directing orders to other broker/dealers for execution.

Important Message

In accordance with SEC Rule 17a-3(a)(18)(ii), please be advised that customer complaints may be directed to the Advisors Asset Management, Inc. Compliance Department at the following address and/or telephone number:

Advisors Asset Management, Inc. 28025 IH-10 W Boerne, TX 78006 Attn. Compliance Department 210.630.6300

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Payment for Order Flow

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Best Execution Comparison Report

Offering Document Delivery

2011 Mandatory UIT Cost Basis Information – Form 8937

2012 Mandatory UIT Cost Basis Information – Form 8937

2013 Mandatory UIT Cost Basis Information – Form 8937

2014 Mandatory UIT Cost Basis Information – Form 8937

2015 Mandatory UIT Cost Basis Information – Form 8937

2016 Mandatory UIT Cost Basis Information – Form 8937

2017 Mandatory UIT Cost Basis Information – Form 8937

2018 Mandatory UIT Cost Basis Information – Form 8937

2019 Mandatory UIT Cost Basis Information – Form 8937

2020 Mandatory UIT Cost Basis Information – Form 8937

2021 Mandatory UIT Cost Basis Information – Form 8937

2022 Mandatory UIT Cost Basis Information – Form 8937

Form ADV Part 2A

Form ADV Part 3/Form CRS

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This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity within the meaning of the Employee Retirement Income Security Act of 1974 (ERISA) and the Internal Revenue Code. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisers.

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